Andrew Garnett

Information

Position

Head of Compliance

Andrew has spent much of the last 23 years in leadership roles for compliance functions in organisations such as Swiss Re, M&G, PIMCO, UBS, Goldman Sachs and HSBC. In late 2017 Andrew was approached about establishing a First Line Compliance team at Royal London Asset Management and joined the firm in April of last year. The team is 9 strong covering close and continuous monitoring (guideline surveillance, trade surveillance, conflicts etc) and also regulatory advice.