Maybank
Regulatory Intelligence Expert
Division Director, Global Head Comms Surveillance
Macquarie
Deputy Head e-Comms Surveillance
Head of Compliance
Royal London Asset Management
Head of Compliance Technology – Americas
Deutsche Bank
Managing Director, Global Head of Trade Surveillance
Scotiabank
Head of Communications Surveillance
RBC
Senior Moderator
1LoD
Moderator
Co-Director
Head of XLoD Production
Managing Director of Examinations for OTC Derivatives
National Futures Association (NFA)
Assistant Director, Enforcement
U.S. Securities and Exchange Commission (SEC)
Head of Trade and Communication Surveillance
NatWest Group
Global Head of Surveillance
BNY
Global Surveillance Optimisation Lead
Natixis
Managing Director, Global Head of Communication Technology & Cloud Transformation Lead
Managing Director, Head of America’s, Front Office Conduct and Surveillance
BNP Paribas
Managing Director, Head of Surveillance & Compliance Technology
Truist Securities