Welcome Address Regulatory Keynote Interview and Debate: The Evolution and Future State of Communication Surveillance

Live

2026-05-19 | 01:00 PM - 02:15 PM (GMT+00:00) London

Information

Regulatory Keynote Interview: Lindsay Moilanen, Assistant Director, Enforcement, U.S. Securities and Exchange Commission (SEC)

Debate: The Evolution and Future State of Communication Surveillance

  • How has communication surveillance evolved over the last 10 years and what does this look like in 2026?
  • How are regulatory expectations shaping communications surveillance priorities, and what implications does this have for resourcing and investment decisions?
  • What role will employee sentiment and behavioural analytics play in transforming communication surveillance across both front-office supervision and surveillance monitoring?
  • Looking five years ahead, what capabilities will separate surveillance functions that add strategic value from those that remain compliance burdens? Are banks able to keep up with the rapid pace of expansion in communication requirements?

Speakers

1LoD

Natasha Russell

1LoD

Senior Conference Producer

U.S. Securities and Exchange Commission (SEC)

Lindsay Moilanen

U.S. Securities and Exchange Commission (SEC)

Assistant Director, Enforcement

1LoD

Roger Noon

1LoD

Senior Moderator

Santander

Christopher Ferrara

Santander

US Head of CIB Compliance Surveillance

TD Securities

Frances Saieva

TD Securities

Head of Communications Surveillance

Macquarie

Richard Ziegenbalg

Macquarie

Division Director, Global Head of e-Comms Surveillance

Global Relay

Ryan Sheridan

Global Relay

US Head of Regulatory Intelligence and Strategy